Consulting

Our founder, Mike Galloway started providing fiduciary services inside governmental defined contribution plans over 15 years ago. With Galloway, plan sponsors enjoy the benefits of an experienced Registered Investment Advisor and Consultant, dedicated to ensuring the plan sponsor’s best interest is first and foremost. But we don’t stop there – our fiduciary oversight can extend to the participant level, meaning your participants’ best interest are also being met. From investment selection and monitoring, to plan education at both the board and participant level, Galloway Consulting services will help take your retirement plan to the next level of excellence.   Galloway’s suite of consulting services includes:

  • Plan review to establish baselines and recommended courses of action
  •  RFP set-up, evaluation, and selection process for third party providers
  •  Plan design, investment policies, education programs
  •  Develop asset class, investment selection, investment monitoring and watch-list processes unique to your plan
  •  Investment watch-list and replacement procedures
  •  Decision-maker and Board member education programs
  •  Develop and coordinate participant communication from employer
  •  Record-keeper transition planning and guidance
  •  Custom model portfolios
  •  Written reporting to plan sponsor committee
  •  Participate in plan sponsor committee meetings
  •  Assist employers with establishing plan oversight committees and processes
  •  Keeping plan sponsor abreast of regulatory changes and recommended courses of action